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We are looking for a Senior Compliance Officer to oversee and enhance our regulatory adherence across all operations. The role combines compliance monitoring, risk assessment, and policy development, working closely with legal, operational, and business teams. You’ll be responsible for ensuring compliance with applicable laws and regulations, conducting internal audits, advising on risk mitigation, and fostering a culture of integrity and ethical conduct throughout the organization.

Key Responsibilities:

• Advise management on the applicable rules and regulations under which the business will operate
• Prepare and maintain the relevant compliance policies and procedures that the business must follow
• Maintain records of the Board
• Prepare NIB
• Draft and circulate resolutions
• Other ad hoc responsibilities that could come from the Senior Management/ Compliance team
• Assist with implementation of the firm’s compliance monitoring programme, following a risk-based approach
• Prepare and ensure the timely submission of all relevant regulatory reports

Qualifications:

• 5+ years compliance, risk, legal practice or regulatory experience in the Financial Services industry
• Knowledge and understanding of finance regulations
• Strong knowledge in the corporate compliance domain
• Experience managing compliance programs and regulatory audits
• Excellent analytical, problem-solving, and communication skills
• Ability to influence stakeholders